| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited | Rep | 提供资产管理 | 2007-04-16 | 2014-08-01 |
| Rep | 就证券提供意见 | 2007-04-16 | 2019-05-01 | |
| Rep | 证券交易 | 2007-04-16 | 2019-05-01 | |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | Rep | 就证券提供意见 | 2006-12-15 | 2007-04-01 |
| Rep | 提供资产管理 | 2006-12-15 | 2007-04-01 | |
| Rep | 证券交易 | 2006-12-15 | 2007-04-01 |