| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | 就证券提供意见 | 2026-11-03 | - |
| Rep | 证券交易 | 2026-11-03 | - | |
| Rep | 就证券提供意见 | 2022-07-01 | 2022-07-06 | |
| Rep | 证券交易 | 2022-07-01 | 2022-07-06 | |
| Legg Mason Asset Management Hong Kong Limited | Rep | 提供资产管理 | 2007-04-16 | 2014-08-01 |
| Rep | 就证券提供意见 | 2007-04-16 | 2022-06-30 | |
| Rep | 证券交易 | 2007-04-16 | 2022-06-30 | |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | Rep | 就证券提供意见 | 2007-03-01 | 2007-04-01 |
| Rep | 提供资产管理 | 2007-03-01 | 2007-04-01 | |
| Rep | 证券交易 | 2007-03-01 | 2007-04-01 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-10-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-10-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-10-13 | |
| Rep | 证券交易 | 2003-04-01 | 2005-01-18 |
已采集记录中暂无金管局登记。