| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2010-03-04 | - |
| Rep | 证券交易 | 2010-01-12 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-10-02 | 2009-10-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-10-02 | 2009-10-01 |