| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-12-01 | 2022-02-07 |
| Rep | 证券交易 | 2020-12-01 | 2022-02-07 | |
| T.F.S. Derivatives HK Limited | Rep | 期货合约交易 | 2018-11-27 | 2020-11-13 |
| Rep | 证券交易 | 2018-11-27 | 2020-11-13 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2018-08-15 | 2018-10-12 |
| Rep | 证券交易 | 2018-08-15 | 2018-10-12 | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2014-05-19 | 2017-08-31 |
| Rep | 证券交易 | 2014-05-19 | 2017-08-31 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-06-18 | 2014-04-30 |
| Rep | 证券交易 | 2009-06-18 | 2014-04-30 |