| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-10-01 | 2020-06-30 |
| Rep | 证券交易 | 2018-10-01 | 2020-06-30 | |
| Rep | 期货合约交易 | 2015-09-14 | 2018-09-30 | |
| Rep | 证券交易 | 2015-09-14 | 2018-09-30 | |
| Rep | 期货合约交易 | 2006-01-12 | 2013-07-01 | |
| Rep | 证券交易 | 2006-01-12 | 2013-07-01 | |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2004-06-11 | 2006-01-06 |
| Rep | 期货合约交易 | 2004-06-11 | 2006-01-06 | |
| Rep | 证券交易 | 2004-06-11 | 2006-01-06 |