Chan, Stephanie Sin Ping 陳倩萍

证监会中央编号:ADY910

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

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机构	角色	受规管活动	开始日期	结束日期
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2021-06-29	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2021-06-29	-
Soochow Securities International Brokerage Limited	Rep	证券交易	2014-04-17	2021-06-18
Soochow Securities International Futures Limited	Rep	期货合约交易	2014-04-17	2021-06-18
Funderstone Futures Limited	Rep	提供资产管理	2014-03-07	2014-04-07
	Rep	期货合约交易	2014-03-07	2014-04-07
Funderstone Securities Limited	Rep	提供资产管理	2014-03-07	2014-04-07
	Rep	证券交易	2014-03-07	2014-04-07
Funderstone Futures Limited	RO	提供资产管理	2011-11-02	2014-03-07
Funderstone Securities Limited	RO	提供资产管理	2011-11-02	2014-03-07
Funderstone Futures Limited	RO	期货合约交易	2011-09-15	2014-03-07
Funderstone Securities Limited	RO	证券交易	2011-09-15	2014-03-07
Funderstone Asset Management (HK) Limited	Rep	提供资产管理	2011-06-02	2014-04-07
Funderstone Futures Limited	Rep	就期货合约提供意见	2003-04-01	2005-01-20
	Rep	期货合约交易	2003-04-01	2011-09-15
	Rep	提供资产管理	2003-04-01	2011-11-02
Funderstone Securities Limited	Rep	就机构融资提供意见	2003-04-01	2005-01-20
	Rep	就证券提供意见	2003-04-01	2005-01-20
	Rep	证券交易	2003-04-01	2011-09-15
	Rep	提供资产管理	2003-04-01	2011-11-02

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2021-06-29	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2021-06-29	-
Soochow Securities International Brokerage Limited	Rep	证券交易	2014-04-17	2021-06-18
Soochow Securities International Futures Limited	Rep	期货合约交易	2014-04-17	2021-06-18
Funderstone Futures Limited	Rep	提供资产管理	2014-03-07	2014-04-07
	Rep	期货合约交易	2014-03-07	2014-04-07
Funderstone Securities Limited	Rep	提供资产管理	2014-03-07	2014-04-07
	Rep	证券交易	2014-03-07	2014-04-07
Funderstone Futures Limited	RO	提供资产管理	2011-11-02	2014-03-07
Funderstone Securities Limited	RO	提供资产管理	2011-11-02	2014-03-07
Funderstone Futures Limited	RO	期货合约交易	2011-09-15	2014-03-07
Funderstone Securities Limited	RO	证券交易	2011-09-15	2014-03-07
Funderstone Asset Management (HK) Limited	Rep	提供资产管理	2011-06-02	2014-04-07
Funderstone Futures Limited	Rep	就期货合约提供意见	2003-04-01	2005-01-20
	Rep	期货合约交易	2003-04-01	2011-09-15
	Rep	提供资产管理	2003-04-01	2011-11-02
Funderstone Securities Limited	Rep	就机构融资提供意见	2003-04-01	2005-01-20
	Rep	就证券提供意见	2003-04-01	2005-01-20
	Rep	证券交易	2003-04-01	2011-09-15
	Rep	提供资产管理	2003-04-01	2011-11-02