| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2013-09-09 | - |
| Funderstone Securities Limited | Rep | 证券交易 | 2005-08-12 | 2013-08-31 |
| WINTECH SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-23 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-23 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-23 | |
| Rep | 证券交易 | 2003-04-01 | 2005-06-15 |