| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WFM Asia (HK) Limited | Rep | 就证券提供意见 | 2016-07-29 | 2017-01-31 |
| Rep | 提供资产管理 | 2016-07-29 | 2017-01-31 | |
| Polen Capital HK Limited | Rep | 就证券提供意见 | 2012-10-04 | 2015-09-02 |
| Rep | 证券交易 | 2012-10-04 | 2015-09-02 | |
| LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 证券交易 | 2004-04-30 | 2012-10-31 |
| Rep | 就机构融资提供意见 | - | 2004-04-22 | |
| Rep | 提供资产管理 | - | 2004-04-22 | |
| Rep | 就证券提供意见 | - | 2012-10-31 |