Collett, Benjamin Robert Hong Kong SFC License Details (ID 86000)

Collett, Benjamin Robert Hong Kong SFC License Details (ID 86000)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Vantage Capital Markets HK Limited	Rep	期货合约交易	2016-11-21	2018-04-26
	Rep	证券交易	2016-11-21	2018-04-26
Sunrise Brokers (Hong Kong) Limited	Rep	期货合约交易	2013-04-10	2016-08-24
	Rep	证券交易	2013-04-10	2016-08-24
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	就证券提供意见	2011-02-14	2013-04-09
	Rep	期货合约交易	2010-01-18	2013-04-09
	Rep	证券交易	2009-11-16	2013-04-09
T.F.S. Derivatives HK Limited	Rep	期货合约交易	2009-06-15	2009-10-20
	Rep	证券交易	2009-06-15	2009-10-20
Daiwa Capital Markets Hong Kong Limited	Rep	期货合约交易	2007-11-01	2008-12-12
	Rep	证券交易	2007-11-01	2008-12-12
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2006-06-13	2007-09-01
Merrill Lynch Far East Limited	Rep	证券交易	2006-06-13	2007-09-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2006-06-13	2007-09-01