| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2020-11-02 | - |
| Rep | 证券交易 | 2020-11-02 | - | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-11-25 | 2016-08-12 |
| Rep | 证券交易 | 2010-11-25 | 2016-08-12 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期货合约交易 | 2009-11-27 | 2010-11-24 |
| Rep | 证券交易 | 2009-11-27 | 2010-11-24 |