| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | RO | 证券交易 | 2020-09-25 | 2021-07-23 |
| Rep | 证券交易 | 2020-07-27 | 2020-09-25 | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | RO | 就证券提供意见 | 2017-06-20 | 2020-07-18 |
| RO | 证券交易 | 2017-06-20 | 2020-07-18 | |
| Rep | 证券交易 | 2008-09-19 | 2017-06-20 |