| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LUEN FAT SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-03-15 | 2025-10-27 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2007-01-22 | 2007-03-04 |
| LUEN FAT SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2005-02-21 |
| Rep | 就证券提供意见 | - | 2005-02-21 | |
| Rep | 提供资产管理 | - | 2005-02-21 | |
| Rep | 证券交易 | - | 2006-12-01 |