| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Oasis Management (Hong Kong) | Rep | 就期货合约提供意见 | 2026-05-19 | - |
| Rep | 提供资产管理 | 2026-05-19 | - | |
| Rep | 就证券提供意见 | 2026-05-13 | - | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2024-08-08 | 2026-02-03 |
| Rep | 就证券提供意见 | 2024-08-08 | 2026-02-03 | |
| Rep | 证券交易 | 2024-08-08 | 2026-02-03 | |
| Cavalry Management Asia, Limited | Rep | 提供资产管理 | 2021-06-16 | 2023-08-31 |
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 就证券提供意见 | 2015-12-24 | 2021-03-12 |
| Rep | 证券交易 | 2015-12-24 | 2021-03-12 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-09-20 | 2014-07-15 |
| Rep | 证券交易 | 2010-09-20 | 2014-07-15 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-09-20 | 2014-07-15 |
| YU MING INVESTMENT MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | 2009-03-18 | 2009-06-22 |
| Rep | 就证券提供意见 | 2009-03-18 | 2009-06-22 | |
| Rep | 提供资产管理 | 2009-03-18 | 2009-06-22 | |
| Rep | 证券交易 | 2009-03-18 | 2009-06-22 |
已采集记录中暂无金管局登记。