Kasten, Olaf Hong Kong SFC License Details (ID 86191)

Kasten, Olaf Hong Kong SFC License Details (ID 86191)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SILVERHORN INVESTMENT ADVISORS LIMITED	Rep	就证券提供意见	2015-09-11	2015-12-31
	Rep	提供资产管理	2015-09-11	2015-12-31
	Rep	证券交易	2015-09-11	2015-12-31
MACQUARIE EQUITIES (ASIA) LIMITED	RO	证券交易	2011-08-26	2011-11-30
Macquarie Asia Securities Limited	RO	期货合约交易	2011-06-13	2011-11-30
MACQUARIE CAPITAL LIMITED	RO	证券交易	2011-02-02	2011-11-30
Macquarie Asia Securities Limited	Rep	期货合约交易	2010-09-16	2011-06-13
MACQUARIE CAPITAL LIMITED	Rep	证券交易	2010-09-16	2011-02-02
BNP PARIBAS FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2009-08-24	2010-06-05
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	RO	证券交易	2009-08-24	2010-06-05
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2009-05-22	2009-08-24
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	证券交易	2009-05-22	2010-06-05
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	证券交易	2009-05-22	2009-08-24