| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | RO | 证券交易 | 2011-01-26 | 2012-11-05 |
| Rep | 证券交易 | 2009-08-31 | 2011-01-26 | |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2009-07-16 | 2009-08-24 |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2008-06-10 | 2009-06-01 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2007-05-11 | 2008-05-08 |
| Rep | 就证券提供意见 | 2007-05-11 | 2008-05-08 | |
| Rep | 期货合约交易 | 2007-05-11 | 2008-05-08 | |
| Rep | 证券交易 | 2007-05-11 | 2008-05-08 |