| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| E&P Asia (HK) Limited | RO | 就证券提供意见 | 2021-12-21 | 2024-09-02 |
| RO | 证券交易 | 2021-12-21 | 2024-09-02 | |
| Rep | 就证券提供意见 | 2021-10-20 | 2021-12-21 | |
| Rep | 证券交易 | 2021-10-20 | 2021-12-21 | |
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2019-09-24 | 2020-01-23 |
| Rep | 提供自动化交易服务 | 2019-09-24 | 2020-01-23 | |
| Rep | 证券交易 | 2019-09-02 | 2020-01-23 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-11-03 | 2019-09-01 |
| Rep | 证券交易 | 2014-11-03 | 2019-09-01 | |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2005-02-18 | 2012-11-30 |