| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Qantex Capital Markets Limited | RO | 证券交易 | 2012-12-13 | 2013-04-25 |
| Rep | 证券交易 | 2012-07-03 | 2012-12-13 | |
| Rep | 期货合约交易 | 2012-03-07 | 2013-04-25 | |
| Macquarie Asia Securities Limited | Rep | 期货合约交易 | 2011-06-09 | 2011-11-03 |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2011-06-09 | 2011-11-03 |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-06-29 | 2011-05-24 |
| Rep | 证券交易 | 2009-06-29 | 2011-05-24 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2008-10-27 | 2009-04-09 |