| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2016-04-05 | 2017-04-03 |
| Rep | 提供资产管理 | 2016-04-05 | 2017-04-03 | |
| Macquarie Asia Securities Limited | Rep | 期货合约交易 | 2010-12-30 | 2012-03-22 |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2010-12-30 | 2012-03-22 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2009-08-03 | 2010-09-08 |
| Rep | 期货合约交易 | 2009-08-03 | 2010-09-08 | |
| Rep | 证券交易 | 2009-08-03 | 2010-09-08 | |
| CMT ADVISORS ASIA LIMITED | Rep | 提供资产管理 | 2008-07-07 | 2008-09-17 |