| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2023-07-20 | - |
| Rep | 证券交易 | 2023-07-20 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-03-02 | 2022-06-17 |
| Rep | 就证券提供意见 | 2021-03-02 | 2022-06-17 | |
| Rep | 证券交易 | 2021-03-02 | 2022-06-17 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2018-11-12 | 2020-12-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2018-11-12 | 2020-12-09 |
| Rep | 证券交易 | 2018-11-12 | 2020-12-09 | |
| CLSA LIMITED | Rep | 证券交易 | 2013-11-01 | 2015-07-24 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2012-11-19 | 2013-10-31 |
| MACQUARIE CAPITAL LIMITED | Rep | 就证券提供意见 | 2009-12-03 | 2012-09-24 |
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