| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2011-04-11 | 2012-06-15 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就证券提供意见 | 2010-08-16 | 2011-03-04 |
| Rep | 证券交易 | 2010-08-16 | 2011-03-04 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2008-07-10 | 2011-03-04 |
| Rep | 就证券提供意见 | 2008-07-10 | 2011-03-04 | |
| Rep | 期货合约交易 | 2008-07-10 | 2011-03-04 | |
| Rep | 证券交易 | 2008-07-10 | 2011-03-04 |