| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2010-09-30 | 2012-07-19 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2008-11-03 | 2008-12-10 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-11-03 | 2008-12-10 |
| Rep | 证券交易 | 2006-12-11 | 2009-04-30 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | - | 2003-08-22 |
| Rep | 证券交易 | - | 2006-10-31 |