Suttie, Ben Charles
证监会中央编号:AFW867
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited | Rep | 就证券提供意见 | 2016-04-19 | 2016-07-05 |
| Rep | 证券交易 | 2016-04-19 | 2016-07-05 | |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2010-06-30 | 2011-12-01 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2010-02-09 | 2010-04-13 |
| Rep | 证券交易 | 2010-02-09 | 2010-04-13 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | - | 2004-02-11 |
| Rep | 就证券提供意见 | - | 2004-02-11 | |
| Rep | 提供自动化交易服务 | - | 2007-11-24 | |
| Rep | 证券交易 | - | 2007-11-24 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | - | 2007-11-24 |
| Rep | 期货合约交易 | - | 2007-11-24 |