| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | RO | 证券交易 | 2013-01-24 | 2015-03-31 |
| Rep | 就机构融资提供意见 | 2012-04-26 | 2015-03-31 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2012-04-26 | 2015-03-31 |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2009-11-04 | 2013-01-24 |
| SFGHK Limited | RO | 证券交易 | 2009-06-15 | 2009-10-15 |
| Rep | 证券交易 | 2009-05-26 | 2009-06-15 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-05-16 | 2009-02-16 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-04-23 | 2009-02-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2003-10-31 | 2009-02-16 |