Wu, Eric Kwok Yan 伍國忻
证监会中央编号:AVL147
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 提供资产管理 | 2022-11-04 | - |
| Rep | 期货合约交易 | 2022-11-04 | - | |
| Rep | 证券交易 | 2022-11-04 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2021-08-26 | 2022-09-02 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2021-08-26 | 2022-09-02 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2021-08-03 | 2022-09-02 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2021-08-03 | 2022-09-02 |
| Macquarie Asia Securities Limited | Rep | 就证券提供意见 | 2020-09-30 | 2021-06-04 |
| Rep | 证券交易 | 2020-09-30 | 2021-06-04 | |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2010-06-30 | 2012-11-30 |
已采集记录中暂无金管局登记。