| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VMI Securities Limited | RO | 证券交易 | 2017-01-11 | 2021-03-31 |
| MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | RO | 证券交易 | 2012-08-20 | 2013-03-14 |
| Rep | 证券交易 | 2011-05-11 | 2012-08-20 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2007-04-20 | 2008-10-30 |
| Rep | 就证券提供意见 | 2007-04-20 | 2008-10-30 | |
| Rep | 证券交易 | 2007-04-20 | 2008-10-30 |