Personnel Hong Kong SFC License Details (ID 86546)

Personnel Hong Kong SFC License Details (ID 86546)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2015-05-27	-
ORIENTAL WEALTH SECURITIES LIMITED	Rep	证券交易	2012-12-11	2015-05-01
AuVantage Consultancy Limited	Rep	证券交易	2011-06-17	2012-12-01
MAGUSTA FUTURES LIMITED	Rep	期货合约交易	2011-06-17	2011-10-31
BOCOM International Securities Limited	Rep	期货合约交易	2008-04-17	2011-05-31
	Rep	证券交易	2008-04-17	2011-05-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2007-12-07	2008-04-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2007-12-07	2008-04-12
CELESTIAL COMMODITIES LIMITED	Rep	期货合约交易	2004-03-05	2007-12-01
CELESTIAL SECURITIES LIMITED	Rep	证券交易	2004-03-05	2007-12-01
INTERCHINA FUTURES LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-01-14
	Rep	提供资产管理	2003-04-01	2004-01-14
	Rep	期货合约交易	2003-04-01	2004-03-04
INTERCHINA SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-01-14
	Rep	就证券提供意见	2003-04-01	2004-01-14
	Rep	提供资产管理	2003-04-01	2004-01-14
	Rep	证券交易	2003-04-01	2004-03-04