| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Rifa Securities Limited | Rep | 证券交易 | 2015-05-12 | - |
| Kaisa Financial Group Company Limited | Rep | 证券交易 | 2013-08-15 | 2015-05-08 |
| AuVantage Consultancy Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-24 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-24 | |
| Rep | 提供证券保证金融资 | 2003-04-01 | 2004-02-24 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2007-02-01 | |
| Rep | 证券交易 | 2003-04-01 | 2013-08-01 |