| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ALTRUIST FINANCIAL GROUP LIMITED | RO | 就证券提供意见 | 2013-07-24 | 2014-09-15 |
| RO | 证券交易 | 2013-07-24 | 2014-09-15 | |
| Rep | 就证券提供意见 | 2013-07-23 | 2013-07-24 | |
| Rep | 证券交易 | 2013-07-23 | 2013-07-24 | |
| Rep | 提供资产管理 | 2013-07-23 | 2014-09-15 | |
| Manulife Investment Management (Hong Kong) Limited | RO | 证券交易 | 2012-08-21 | 2013-02-28 |
| Rep | 证券交易 | 2011-04-06 | 2012-08-21 | |
| iFAST Global Markets (HK) Limited | Rep | 证券交易 | 2009-04-06 | 2010-11-03 |