Yam, Hang Fai 任恒輝
证监会中央编号:APW638
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MORTON SECURITIES LIMITED | RO | 就证券提供意见 | 2025-02-11 | - |
| RO | 提供资产管理 | 2025-02-11 | - | |
| RO | 证券交易 | 2025-01-17 | - | |
| Rep | 证券交易 | 2024-10-31 | 2025-01-17 | |
| China Gather Wealth Financial Company Limited | RO | 就证券提供意见 | 2022-06-22 | 2024-07-31 |
| RO | 提供资产管理 | 2022-06-22 | 2024-07-31 | |
| RO | 证券交易 | 2021-10-19 | 2024-07-31 | |
| Kylin International (HK) Co., Limited | RO | 提供资产管理 | 2021-03-25 | 2021-07-31 |
| ForthTech Capital Limited (HK) | RO | 就证券提供意见 | 2020-06-08 | 2021-03-14 |
| RO | 提供资产管理 | 2020-06-08 | 2021-03-14 | |
| NINE RIVERS CAPITAL PARTNERS LIMITED | RO | 就证券提供意见 | 2016-05-04 | 2020-04-21 |
| RO | 提供资产管理 | 2016-05-04 | 2020-04-21 | |
| RO | 证券交易 | 2015-09-25 | 2020-04-21 | |
| MFG Limited (HK) | Rep | 就证券提供意见 | 2014-12-18 | 2015-08-31 |
| RO | 就期货合约提供意见 | 2013-12-06 | 2015-08-31 | |
| RO | 期货合约交易 | 2013-05-22 | 2015-08-31 | |
| Rep | 提供资产管理 | 2012-10-10 | 2015-08-31 | |
| RO | 证券交易 | 2011-07-19 | 2015-08-31 | |
| Rep | 证券交易 | 2010-11-12 | 2011-07-19 | |
| Rep | 期货合约交易 | 2010-11-12 | 2013-05-22 | |
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2009-08-28 | 2010-11-06 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2009-06-25 | 2010-11-06 |
| FAIR EAGLE SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-11-23 | 2009-06-19 |