| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHOW TAIKING SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2026-10-08 | - |
| RO | 提供资产管理 | 2026-10-08 | - | |
| RO | 证券交易 | 2026-10-08 | - | |
| Rep | 就证券提供意见 | 2026-09-11 | 2026-10-08 | |
| Rep | 证券交易 | 2026-09-11 | 2026-10-08 | |
| CEB International Capital Corporation Limited | RO | 就证券提供意见 | 2026-03-18 | 2026-05-03 |
| RO | 证券交易 | 2026-03-18 | 2026-05-03 | |
| Rep | 就证券提供意见 | 2025-11-25 | 2026-03-18 | |
| Rep | 证券交易 | 2025-11-25 | 2026-03-18 | |
| Finloop Finance Limited | RO | 提供资产管理 | 2024-10-31 | 2025-10-15 |
| Fosun International Asset Management Limited | RO | 就证券提供意见 | 2024-08-26 | 2025-10-15 |
| Fosun International Securities Limited | RO | 提供资产管理 | 2024-07-31 | 2025-10-15 |
| Fosun International Asset Management Limited | RO | 提供资产管理 | 2023-08-03 | 2025-10-15 |
| Fosun International Securities Limited | RO | 就证券提供意见 | 2023-04-26 | 2025-10-15 |
| RO | 证券交易 | 2023-04-26 | 2025-10-15 | |
| CreditEase Wealth Management (HK) Limited | RO | 就证券提供意见 | 2020-02-25 | 2020-09-04 |
| RO | 提供资产管理 | 2020-02-25 | 2020-09-04 | |
| Rep | 就证券提供意见 | 2020-02-20 | 2020-02-25 | |
| Rep | 提供资产管理 | 2020-02-20 | 2020-02-25 | |
| CCB Securities Limited | RO | 证券交易 | 2017-12-12 | 2019-07-31 |
| RO | 就证券提供意见 | 2016-06-20 | 2019-07-31 | |
| RO | 提供资产管理 | 2016-06-20 | 2019-07-31 | |
| Changjiang Asset Management (HK) Limited | RO | 就证券提供意见 | 2014-06-26 | 2016-03-31 |
| RO | 提供资产管理 | 2014-06-26 | 2016-03-31 | |
| Blossomhill Investment Limited | RO | 提供资产管理 | 2013-10-25 | 2014-06-14 |
| BCCF SECURITIES CO., LIMITED | RO | 就证券提供意见 | 2012-09-17 | 2013-05-27 |
| RO | 提供资产管理 | 2012-09-17 | 2013-05-27 | |
| MFG Limited (HK) | RO | 提供资产管理 | 2012-04-23 | 2012-06-23 |
| RO | 就期货合约提供意见 | 2011-06-10 | 2012-06-23 | |
| RO | 就证券提供意见 | 2011-06-10 | 2012-06-23 | |
| RO | 期货合约交易 | 2011-06-10 | 2012-06-23 | |
| RO | 证券交易 | 2011-06-10 | 2012-06-23 | |
| Rep | 证券交易 | 2010-09-06 | 2011-06-10 | |
| Rep | 就证券提供意见 | 2009-09-02 | 2011-06-10 | |
| Rep | 提供资产管理 | 2009-01-02 | 2012-04-23 | |
| Anuenue Securities Limited | Rep | 证券交易 | 2005-09-06 | 2007-08-03 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2005-01-07 | 2005-08-06 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2005-01-07 | 2005-08-06 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2005-01-07 | 2005-08-06 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2004-11-26 | 2005-01-06 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2004-11-26 | 2005-01-06 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2004-02-03 | 2005-01-06 |
已采集记录中暂无金管局登记。