| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Risen Family Office Limited | RO | 证券交易 | 2024-01-30 | - |
| RO | 就证券提供意见 | 2022-09-19 | - | |
| RO | 提供资产管理 | 2022-09-19 | - | |
| MOUETTE SECURITIES COMPANY LIMITED | RO | 提供资产管理 | 2022-05-11 | 2022-09-12 |
| RO | 就证券提供意见 | 2022-01-06 | 2022-09-12 | |
| RO | 证券交易 | 2022-01-06 | 2022-09-12 | |
| China Reserve Securities Limited | RO | 提供资产管理 | 2020-12-21 | 2021-06-22 |
| RO | 就证券提供意见 | 2019-12-04 | 2021-06-22 | |
| Rep | 提供资产管理 | 2019-06-17 | 2020-12-21 | |
| RO | 证券交易 | 2019-04-29 | 2021-06-22 | |
| Rep | 证券交易 | 2019-03-20 | 2019-04-29 | |
| Rep | 就证券提供意见 | 2019-03-20 | 2019-12-04 | |
| NINE RIVERS CAPITAL PARTNERS LIMITED | Rep | 就证券提供意见 | 2018-06-20 | 2019-02-28 |
| RO | 证券交易 | 2016-12-20 | 2019-02-28 | |
| Rep | 证券交易 | 2016-05-10 | 2016-12-20 | |
| LAMTEX SECURITIES LIMITED | Rep | 证券交易 | 2015-06-12 | 2016-04-30 |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2015-03-18 | 2015-06-05 |
| MFG Limited (HK) | Rep | 期货合约交易 | 2010-10-20 | 2015-02-28 |
| Rep | 证券交易 | 2010-10-20 | 2015-02-28 |
已采集记录中暂无金管局登记。