| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| IAM LEGACY LIMITED | Rep | 就证券提供意见 | 2010-12-14 | 2012-07-03 |
| Lion Global Financial Limited | Rep | 证券交易 | 2009-03-19 | 2009-08-17 |
| Rep | 提供资产管理 | 2007-06-01 | 2009-08-17 | |
| Rep | 就证券提供意见 | 2007-02-15 | 2009-08-17 | |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2006-05-03 | 2006-11-20 |