| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| IAM LEGACY LIMITED | Rep | 提供资产管理 | 2013-11-18 | - |
| Rep | 就证券提供意见 | 2011-06-01 | - | |
| JS SECURITIES LIMITED (HK) | Rep | 证券交易 | 2011-06-01 | 2013-09-02 |
| WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-02-09 | 2011-04-11 |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就证券提供意见 | 2005-06-06 | 2008-11-28 |
| GAYANG SECURITIES LIMITED | Rep | 就证券提供意见 | 2003-04-01 | 2005-06-06 |