| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| IAM LEGACY LIMITED | RO | 就证券提供意见 | 2015-01-29 | - |
| Rep | 提供资产管理 | 2014-05-19 | - | |
| JS SECURITIES LIMITED (HK) | RO | 证券交易 | 2012-03-09 | 2013-09-02 |
| Rep | 证券交易 | 2011-03-15 | 2012-03-09 | |
| IAM LEGACY LIMITED | Rep | 就证券提供意见 | 2009-03-02 | 2015-01-29 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2006-08-03 | 2009-02-17 |