| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2012-08-30 | 2016-01-01 |
| JS SECURITIES LIMITED (HK) | Rep | 证券交易 | 2011-03-10 | 2012-07-03 |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 证券交易 | 2010-10-21 | 2010-12-16 |
| Broadway Wealth Management Limited | Rep | 就证券提供意见 | 2008-09-17 | 2010-09-27 |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就证券提供意见 | 2008-01-02 | 2008-09-09 |