| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MEAG Hong Kong Limited | RO | 就证券提供意见 | 2016-12-02 | - |
| RO | 提供资产管理 | 2016-12-02 | - | |
| Rep | 就证券提供意见 | 2007-08-17 | 2016-12-02 | |
| Rep | 提供资产管理 | 2007-08-17 | 2016-12-02 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2005-04-19 | 2006-06-10 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2005-04-19 | 2006-06-10 |
已采集记录中暂无金管局登记。