| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MFG Limited (HK) | RO | 证券交易 | 2021-11-19 | - |
| Rep | 期货合约交易 | 2019-04-01 | - | |
| Rep | 证券交易 | 2019-02-01 | 2021-11-19 | |
| Ayers Alliance Securities (HK) Limited | RO | 就证券提供意见 | 2018-02-22 | 2019-01-31 |
| RO | 证券交易 | 2017-11-24 | 2019-01-31 | |
| Rep | 证券交易 | 2014-02-04 | 2017-11-24 | |
| Beevest Securities Limited | Rep | 证券交易 | 2009-11-10 | 2012-05-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-22 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-03-22 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-03-22 | |
| Rep | 证券交易 | 2003-04-01 | 2009-10-01 |