| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2020-10-23 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2018-09-06 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2018-06-22 | - |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | 2017-08-10 | 2018-04-19 |
| Rep | 就证券提供意见 | 2017-04-24 | 2018-04-19 |