| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited | RO | 就证券提供意见 | 2019-04-04 | 2025-05-17 |
| RO | 提供资产管理 | 2019-04-04 | 2025-05-17 | |
| RO | 证券交易 | 2019-04-04 | 2025-05-17 | |
| Rep | 就证券提供意见 | 2017-08-24 | 2019-04-04 | |
| Rep | 证券交易 | 2017-08-24 | 2019-04-04 | |
| MARSH INVESTMENT SOLUTIONS (HK) LIMITED | RO | 就证券提供意见 | 2012-05-24 | 2016-12-31 |
| RO | 证券交易 | 2012-05-24 | 2016-12-31 | |
| Rep | 就证券提供意见 | 2011-08-01 | 2012-05-24 | |
| PIONEER GLOBAL INVESTMENTS (HK) LIMITED | RO | 就证券提供意见 | 2008-06-24 | 2010-07-07 |
| RO | 证券交易 | 2008-06-24 | 2010-07-07 | |
| Rep | 就机构融资提供意见 | - | 2004-09-30 | |
| Rep | 提供资产管理 | - | 2004-09-30 | |
| Rep | 就证券提供意见 | - | 2008-06-24 | |
| Rep | 证券交易 | - | 2008-06-24 |