| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-03 | 2012-03-23 |
| Merrill Lynch (Asia Pacific) Limited | RO | 证券交易 | 2008-06-25 | 2012-03-23 |
| Merrill Lynch Far East Limited | RO | 证券交易 | 2008-06-25 | 2012-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-01-15 | 2008-06-25 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-01-15 | 2008-06-25 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-01-15 | 2010-09-03 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2003-04-07 |
| Rep | 就证券提供意见 | - | 2003-04-07 | |
| Rep | 提供资产管理 | - | 2003-04-07 | |
| Rep | 证券交易 | - | 2003-04-07 |