| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 就证券提供意见 | 2012-08-13 | 2013-11-09 |
| RO | 证券交易 | 2011-03-10 | 2013-11-09 | |
| Merrill Lynch Far East Limited | RO | 期货合约交易 | 2011-03-10 | 2013-11-09 |
| Rep | 期货合约交易 | 2010-09-06 | 2011-03-10 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-04-21 | 2011-03-10 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-04-21 | 2010-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-05-25 | 2005-06-24 |
| Rep | 证券交易 | 2005-02-21 | 2005-05-23 |