Lee, David (SFC:AHL406) Hong Kong SFC License Details (ID 87372)

Lee, David (SFC:AHL406) Hong Kong SFC License Details (ID 87372)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch Far East Limited	RO	期货合约交易	2010-11-26	2017-03-17
Merrill Lynch (Asia Pacific) Limited	RO	证券交易	2010-07-13	2017-03-17
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2010-07-13	2010-12-31
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2009-05-25	2010-07-13
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2009-05-25	2010-07-13
Merrill Lynch (Asia Pacific) Limited	RO	证券交易	2008-11-04	2009-05-04
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2008-11-04	2009-05-04
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2008-07-25	2008-11-04
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-07-25	2008-11-04
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2007-10-02	2008-06-23