Reilly, Eugene T

证监会中央编号:ANH725

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2013-10-31	2014-07-08
Merrill Lynch Far East Limited	Rep	提供自动化交易服务	2013-10-31	2014-07-08
	Rep	期货合约交易	2013-10-31	2014-07-08
	Rep	证券交易	2013-10-31	2014-07-08
	RO	提供自动化交易服务	2013-07-17	2013-10-31
Merrill Lynch (Asia Pacific) Limited	RO	提供自动化交易服务	2010-10-13	2013-10-31
	RO	证券交易	2010-10-13	2013-10-31
Merrill Lynch Far East Limited	RO	期货合约交易	2010-10-13	2013-10-31
	RO	证券交易	2010-10-13	2013-10-31
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2010-10-13	2010-12-31
Merrill Lynch (Asia Pacific) Limited	Rep	提供自动化交易服务	2010-09-07	2010-10-13
	Rep	证券交易	2010-09-07	2010-10-13
Merrill Lynch Far East Limited	Rep	证券交易	2010-09-07	2010-10-13
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-09-07	2010-10-13
GOLDMAN SACHS (ASIA) L.L.C.	RO	提供自动化交易服务	2009-02-19	2010-01-06
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	就证券提供意见	2007-03-13	2009-12-21
	RO	证券交易	2007-03-13	2009-12-21
GOLDMAN SACHS (ASIA) L.L.C.	RO	就期货合约提供意见	2006-08-23	2010-01-06
	RO	证券交易	2006-08-23	2010-03-12
GOLDMAN SACHS FUTURES (ASIA) LIMITED	RO	就期货合约提供意见	2006-08-23	2010-01-06
	RO	期货合约交易	2006-08-23	2010-01-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2006-04-24	2006-08-23

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2013-10-31	2014-07-08
Merrill Lynch Far East Limited	Rep	提供自动化交易服务	2013-10-31	2014-07-08
	Rep	期货合约交易	2013-10-31	2014-07-08
	Rep	证券交易	2013-10-31	2014-07-08
	RO	提供自动化交易服务	2013-07-17	2013-10-31
Merrill Lynch (Asia Pacific) Limited	RO	提供自动化交易服务	2010-10-13	2013-10-31
	RO	证券交易	2010-10-13	2013-10-31
Merrill Lynch Far East Limited	RO	期货合约交易	2010-10-13	2013-10-31
	RO	证券交易	2010-10-13	2013-10-31
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2010-10-13	2010-12-31
Merrill Lynch (Asia Pacific) Limited	Rep	提供自动化交易服务	2010-09-07	2010-10-13
	Rep	证券交易	2010-09-07	2010-10-13
Merrill Lynch Far East Limited	Rep	证券交易	2010-09-07	2010-10-13
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-09-07	2010-10-13
GOLDMAN SACHS (ASIA) L.L.C.	RO	提供自动化交易服务	2009-02-19	2010-01-06
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	就证券提供意见	2007-03-13	2009-12-21
	RO	证券交易	2007-03-13	2009-12-21
GOLDMAN SACHS (ASIA) L.L.C.	RO	就期货合约提供意见	2006-08-23	2010-01-06
	RO	证券交易	2006-08-23	2010-03-12
GOLDMAN SACHS FUTURES (ASIA) LIMITED	RO	就期货合约提供意见	2006-08-23	2010-01-06
	RO	期货合约交易	2006-08-23	2010-01-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2006-04-24	2006-08-23