| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 期货合约交易 | 2017-08-17 | - |
| RO | 证券交易 | 2017-08-17 | - | |
| Rep | 期货合约交易 | 2010-08-26 | 2017-08-17 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-06-25 | - |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2010-06-25 | 2017-08-17 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-06-25 | 2010-08-26 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-05-27 | 2010-03-25 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2006-08-24 | 2010-03-25 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2006-08-24 | 2010-03-25 |
| Rep | 证券交易 | 2006-08-24 | 2010-03-25 |