| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-11-09 | 2012-07-16 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-11-09 | 2012-07-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-10-27 | 2012-07-16 |
| JPMorgan Funds (Asia) Limited | Rep | 证券交易 | 2004-11-03 | 2006-10-17 |