| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2015-06-04 | - |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2012-05-25 | 2013-02-01 |
| Rep | 证券交易 | 2012-05-25 | 2013-02-01 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2010-04-08 | 2012-05-24 |
| Rep | 证券交易 | 2006-04-07 | 2013-02-01 |