| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2015-05-06 | 2015-10-22 |
| Rep | 就证券提供意见 | 2015-05-06 | 2015-10-22 | |
| Rep | 期货合约交易 | 2015-05-06 | 2015-10-22 | |
| Rep | 证券交易 | 2015-05-06 | 2015-10-22 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-11-18 | 2012-03-01 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-08 | 2012-03-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-07-22 | 2010-09-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-08-14 | 2012-03-01 |