| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2011-07-05 | 2016-05-04 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-07-05 | 2016-05-04 |
| Rep | 证券交易 | 2011-07-05 | 2016-05-04 | |
| AXA Investment Managers Asia Limited | Rep | 就期货合约提供意见 | 2006-11-08 | 2011-06-22 |
| Rep | 就证券提供意见 | 2006-11-08 | 2011-06-22 | |
| Rep | 证券交易 | 2006-11-02 | 2011-06-22 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2004-09-09 | 2006-08-28 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2004-09-09 | 2006-08-28 |