| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2019-05-14 | 2020-08-24 |
| Rep | 期货合约交易 | 2019-05-14 | 2020-08-24 | |
| Rep | 证券交易 | 2019-05-14 | 2020-08-24 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-06-18 | 2017-06-30 |
| Rep | 证券交易 | 2006-08-21 | 2007-04-26 |