| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2011-08-10 | 2020-08-17 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-08-10 | 2020-08-17 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2010-02-02 | 2011-05-11 |
| Rep | 期货合约交易 | 2010-02-02 | 2011-05-11 | |
| Rep | 证券交易 | 2010-02-02 | 2011-05-11 |